ST. LOUIS, December 15, 2020 – Stifel today announced that two financial advisors have joined the firm’s broker-dealer subsidiary, Stifel, Nicolaus & Company, Incorporated.
Tom Doherty has joined Stifel’s Newport Beach, California, office from Merrill Lynch, where he was responsible for $230 million in client assets.
“We are very pleased and excited to have Tom join us. He’s had a very successful 23-year career, and he’s the perfect example of the sort of client-focused advisor who thrives at our firm and in our office,” said Tim Metcalf, Managing Director, Orange County. “Tom is the tenth advisor to join us in Newport Beach since the start of 2019, and he will be a great addition to the Stifel family.”
In addition, Ted Davis has joined Stifel’s Roxbury, New Jersey, office from RBC Capital Markets, where he was responsible for $207 million in client assets.
“Ted worked with RBC and its predecessor J.B. Hanauer & Co. for 32 of his 34 years in the industry and specializes in fixed income with a focus on municipal bonds. He is a wonderful addition to our growing office, and we’re excited to welcome him to Stifel,” said Mike Staufenberger, Branch Manager.