ST. LOUIS, April 22, 2025 – Stifel Financial Corp. (NYSE: SF) today announced that MainStreet Wealth Management Group has joined the firm’s Stifel, Nicolaus & Company, Incorporated broker-dealer subsidiary in a new Private Client Group office in Houston, Texas. The team comes to Stifel from UBS, where they were responsible for $873 million in client assets.
MainStreet Wealth Management Group is led by John Carolyn, Managing Director/Investments; Andy McGee, Managing Director/Investments; and Mark Lopez, Senior Vice President/Investments. They are supported by Elena Mischon, Branch Operations Manager; Lori Vorwerk, Client Relationship Manager; Irene Portugal, Client Service Associate; and Dominic Sempsrott, Client Service Associate.
“We couldn’t be more excited to bring MainStreet Wealth Management Group to Stifel,” said Carolyn, Lopez, and McGee in a joint statement. “This move allows us to continue doing what we love most – serving families with the care, attention, and deep relationships that define who we are – while gaining access to Stifel’s incredible resources and support. What truly stood out to us was how aligned Stifel is with our values: a commitment to putting clients first, removing unnecessary red tape, and building something lasting. For our clients, this means even more personalized service, broader capabilities, and a future built on strength, stability, and trust.”
“John, Andy, and Mark have built a stellar practice and are exactly the sort of client-focused advisors who thrive in Stifel’s advisor-centric culture. We’re thrilled to welcome them to our gorgeous new office in Houston’s Memorial City district and look forward to helping them introduce their valued clients to Stifel’s outstanding capabilities,” said Jeff Markham, Managing Director, Southwest Region.
